Chief Compliance Officer Jobs in the United Kingdom
Forvis Mazars
London, London
The network operates under a single brand worldwide, with just two members: Forvis Mazars LLP in the United States and Forvis Mazars Group SC, an internationally integrated partnership operating in over 100 countries and territories. The Compliance Director will work closely with senior management, advisors, and other stakeholders to mitigate risks and ensure the firm's operations align with FCA regulation, whilst fostering an environment conducive to growth.
Forvis Mazars
London, London
The network operates under a single brand worldwide, with just two members: Forvis Mazars LLP in the United States and Forvis Mazars Group SC, an internationally integrated partnership operating in over 100 countries and territories. The Compliance Director will work closely with senior management, advisors, and other stakeholders to mitigate risks and ensure the firm's operations align with FCA regulation, whilst fostering an environment conducive to growth.
Forvis Mazars
london, London
The network operates under a single brand worldwide, with just two members: Forvis Mazars LLP in the United States and Forvis Mazars Group SC, an internationally integrated partnership operating in over 100 countries and territories. Forvis Mazars Financial Planning Ltd provides impartial, tailored financial planning advice and wealth management, working alongside our Tax and other professional service teams to: High Net Worth Individuals.
Forvis Mazars
London, London
Preparation or review of Internal Capital Adequacy Assessment Process (ICAAP), in particular Pillar 1 capital requirements, Pillar 2 risks, robustness of stress test scenarios; Internal Liquidity Adequacy Assessment Process (ILAAP), Internal Capital Adequacy and Risk Assessment (ICARA), Regulatory Reporting (COREP, FINREP, PRA) and Recovery Plan (RP). Forvis Mazars is a leading global professional services network operating under a single brand with just two members: Forvis Mazars, LLP in the United States and Forvis Mazars Group SC, an internationally integrated partnership operating in over 100 countries and territories.
Forvis Mazars
London, London
Preparation or review of Internal Capital Adequacy Assessment Process (ICAAP), in particular Pillar 1 capital requirements, Pillar 2 risks, robustness of stress test scenarios; Internal Liquidity Adequacy Assessment Process (ILAAP), Internal Capital Adequacy and Risk Assessment (ICARA), Regulatory Reporting (COREP, FINREP, PRA) and Recovery Plan (RP). Forvis Mazars is a leading global professional services network operating under a single brand with just two members: Forvis Mazars, LLP in the United States and Forvis Mazars Group SC, an internationally integrated partnership operating in over 100 countries and territories.
Salt
£43 - £45 HOUR
London, London
Work cross functionally with other teams and projects, taking ownership of cross functional working groups. The role: Ensure timely delivery of all compliance initiatives overseen by Director of Regulatory Compliance.
Wolseley UK Limited
Warwick, MID
Annual leave (increasing with length of service), a generous pension scheme (matched up to 9%), the potential to earn bonuses, enhanced maternity/adoption leave, and access to a great range of online and high street discounts. Support the Senior Risk, Audit & Compliance Manager to enhance and embed the Group’s risk management framework ensuring there are processes in place to capture and manage key risks across the Group.
Wolseley UK Limited
Warwick, MID
Annual leave (increasing with length of service), car allowance, a generous pension scheme (matched up to 9%), the potential to earn bonuses, enhanced maternity/adoption leave, and access to a great range of online and high street discounts. Lead the Group’s internal audit activity to provide independent assurance that controls are well designed and operate effectively and mitigate key risks in accordance with the assurance map.
Jobheron
£35000 - £45000 YEAR
Grimsby, MID
Candidates with previous experience or job titles including Quality Manager, Compliance Manager, Quality Assurance Manager, Quality Auditor, Regulatory Affairs Manager, and Quality Control Manager may also be considered for this role. This is an exciting opportunity for an experienced quality professional who thrives in a fast-paced, high-compliance environment and enjoys driving continuous improvement and supplier collaboration.
Elliot Marsh Head Hunting Partners
£90000 YEAR
Woking, HC
With a 40-year track record of profitability and a turnover of nearly £5m they have a clear and forward-thinking strategy, looking to establish a chain of high-quality children's nurseries. Led by a visionary business owner, the company is committed to delivering exceptional childcare services while maintaining their existing reputation for operational excellence and financial stability.
Not For Profit People
£80000 YEAR
London, London
The mission is fulfilled by offering a range of early intervention, crisis support and systemic services which include wraparound childcare, holiday club provision, youth empowerment services, mental health and wellbeing programs, a food bank, and family crisis support and capacity-building of grassroots organisations. After welcoming a new Chair onto the Board, the team are currently supported by an Interim CEO who is working closely with a committed management team as it enters an exciting phase of its journey.
Stonewater
Reading, HC
You’ll monitor action completions against target delivery dates and proactively follow up overdue actions with contractors or internal colleagues to ensure actions are completed within defined timescales and liaise with third parties such as management companies, to attain copies of WRAs and other assessments for buildings where Stonewater holds stock to provide assurance that the responsible person is complying with their duties. Here at Stonewater, we are seeking a Compliance Coordinator – Water Hygiene to administer Water Hygiene surveys, Risk Assessments and Planned Preventative Maintenance programs, ensuring that actions arising are work flowed and monitored to completion and that Stonewater complies with its duties under Approved Code of Practice L8: Legionnaires Disease, The control of Legionella bacteria in water systems.
Principia Estate and Asset Management
£35000 - £38000 YEAR
West London, London
Candidates with the relevant experience or job titles of: Building Safety Manager, Building Safety Programme Management, Compliance Executive, Health And Safety Manager, Building Maintenance Manager, may also be considered for this role. Principia is a well-established independent Block Management Property company in Chelsea looking for a Building Safety & Compliance Manager to join our busy friendly Chelsea office.
NatWest
London, London
You’ll also have a proven track record of applying controls to manage algorithmic and eTrading-related risks and robust knowledge of algorithmic and eTrading-related regulatory requirements. To thrive in this role, you’ll have extensive experience in financial services, and operational experience of end-to-end processes within an electronic trading business or appropriate consulting experience.
NatWest
London, London
You’ll also have a proven track record of applying controls to manage algorithmic and eTrading-related risks and robust knowledge of algorithmic and eTrading-related regulatory requirements. To thrive in this role, you’ll have extensive experience in financial services, and operational experience of end-to-end processes within an electronic trading business or appropriate consulting experience.
NatWest
london, London
The skills you'll needTo thrive in this role, you’ll have extensive experience in financial services, and operational experience of end-to-end processes within an electronic trading business or appropriate consulting experience. You’ll also have a proven track record of applying controls to manage algorithmic and eTrading-related risks and robust knowledge of algorithmic and eTrading-related regulatory requirements.
NatWest
London, London
As a Market Abuse Risk Assessment Associate, you’ll work in close partnership with the respective line teams to monitor, assess, report and analyse controls, resultant risk issues, trends and governance processes. Day-to-day, you’ll be managing the risk and control proactively in the first line of defence and act as a bridge between the business and the regional operations controls management and the second line of defence.
NatWest
london, London
What you'll doAs a Market Abuse Risk Assessment Associate, you’ll work in close partnership with the respective line teams to monitor, assess, report and analyse controls, resultant risk issues, trends and governance processes. Day-to-day, you’ll be managing the risk and control proactively in the first line of defence and act as a bridge between the business and the regional operations controls management and the second line of defence.